Identify current and potential conflict of interest situations between it
and its clients, and between any client and another, and work to limit and manage the same in a way that
does not negatively affect the interests of the client while ensuring that all clients are treated fairly
and without bias as a result of the conflict of interest.
3. Written Disclosure To Clients
Disclose the client’s conflict of interest in writing, either in general
or in relation to a specific transaction.
4. Refrain When Conflicts Persist
Refrain from any action that may lead to a conflict of interest when
providing or implementing a financial service to a client in the event that it is unable to limit current
or potential conflicts of interest.
5. Protect Firm Funds
Not allow the partners to exploit Fortrade FX’s funds in any way, whether
by withdrawing, financing, transferring, or other actions that are not related to the activity of Traders
Hub.
6. Arrangements To Limit Conflicts
Establish arrangements to limit conflicts of interest cases by taking the
following measures:
a. Spatially separation between departments or divisions that engage in different financial activities and
securing entrances to each of them by appropriate means of insurance to prevent the access of unauthorized
people or their knowledge with any data or information.
b. Organizational separation to ensure that none of the employees in a specific financial activity perform
another job in any department or section that engages in a different financial activity subject to the
Authority’s control, with the exception of jobs whose work for other departments or divisions does not
constitute a conflict of interest.
c. Setting and applying technical precautions to ensure that employees in a specific financial activity do
not enter the technical systems used to carry out other financial activities for which Fortrade FX is
licensed, except in cases of inquiry or the issuance of specific reports, so that viewing their content
does not lead to a conflict of interests or tasks.
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